Kenneth Paul Keenan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 12/2009 → Present
  Bank Of America, Na
  New York, NY

Other Businesses

I*376789 For profit or not for profit: Name of outside business organization: Candlewood Knolls Community Inc. Investment related: N Address of business: New Fairfield, Connecticut, 06812 Nature of business: ["HOA, Co-op, Freehold"] Position, title, association: ["Officer"], Start date of relationship: 1/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Part of a board of directors that oversees the general facilities of a summer community on a lake in connecticut, including a clubhouse, beaches, boating docks, roads, playground, ball field and open space. Responsibilities include general advice, but no

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-01-10
• S63 Uniform Securities Agent State Law Examination
  1993-12-17

Other Names

• Kenneth P Keenan
• Ken Keenan