Christopher J Damante

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-08-12
TX	RA	APPROVED_RES	2012-10-11
FL	RA	APPROVED	2012-09-21

SC RA
APPROVED

Since 2024-08-12
TX RA
APPROVED_RES

Since 2012-10-11
FL RA
APPROVED

Since 2012-09-21

Branch Locations

Landrum, SC • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Palm Beach	FL	09/2012	Present

09/2012 → Present

Ubs Financial Services Inc.

Palm Beach, FL

Previous Registrations

2009-06-01 → 2012-10-12

Morgan Stanley

W. Palm Beach, FL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

W. Palm Beach, FL
1993-11-30 → 2007-04-02

Morgan Stanley Dw Inc.

Wst. Plm Bch, FL

W. Palm Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-12-12
S63	Uniform Securities Agent State Law Examination	1993-12-03

S65 Uniform Investment Adviser Law Examination

1996-12-12
S63 Uniform Securities Agent State Law Examination

1993-12-03

Designations

Certified Financial Planner
Chartered Financial Consultant

Other Names

Chris Damante
Christopher John Damante

View on SEC IAPD