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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-08-12
TX RA APPROVED_RES 2012-10-11
FL RA APPROVED 2012-09-21
  • SC RA
    APPROVED
    Since 2024-08-12
  • TX RA
    APPROVED_RES
    Since 2012-10-11
  • FL RA
    APPROVED
    Since 2012-09-21

Branch Locations

Landrum, SC • United States

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Palm Beach Gardens, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 09/2012 Present
Previous Registrations
  • 2009-06-01 → 2012-10-12
    W. Palm Beach, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    W. Palm Beach, FL
  • 1993-11-30 → 2007-04-02
    Morgan Stanley Dw Inc.
    Wst. Plm Bch, FL
    W. Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-12
S63 Uniform Securities Agent State Law Examination 1993-12-03
  • S65 Uniform Investment Adviser Law Examination
    1996-12-12
  • S63 Uniform Securities Agent State Law Examination
    1993-12-03
Designations
Other Names
  • Chris Damante
  • Christopher John Damante

View on SEC IAPD

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