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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-26 |
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
3177 Latta Road Ste 10, Rochester, NY 14612 • United States
2480 Ridgeway Avenue, Rochester, NY 14626 • United States
Hilton, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Esl Investment Services, Llc | Rochester | NY | 09/2015 | Present |
| Lpl Financial, Llc | Rochester | NY | 09/2015 | Present |
1)9/30/15-ESL INVESTMENT SERVICES, LLC/DBA for LP BUSINESS/ 100%/ ROCHESTER, NY 2) 1/17/2018 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 09/30/2015 - 20 Hours Per Month/1 Hour During Securities Trading - Life, Disability, Long Term Care.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-02 |
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