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Stratos Wealth Partners, Ltd CRD 153184
$18.6B regulatory AUM 376 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-10 |
| OH | RA | APPROVED | 2020-07-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Somerset | NJ | 10/2010 | 11/2016 |
| Lpl Financial, Llc | Garden City | NY | 02/2017 | Present |
| Stratos Wealth Partners, Ltd | Garden City | NY | 01/2017 | Present |
1) 01/12/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) -inv rel - at reported business location(s) - start: 01/2017 - 160 hr/mth 2) 01/12/2017 - North Fork Blue, LLC - Business Entity For Tax/Investment Purposes Only - non-inv rel - Garden City, NY - Currently no revenue for this entity - start: 09/2013 - 10 hr/mth. 3) 02/02/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/26/2018 - Stratos Wealth Partners, LTD. - DBA: (HYBRID) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 01/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 7/22/2020 - Cambria Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2020 - 10 Hours Per Month During Securities Trading. 6) 7/29/2020 - Cambria Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/21/2020 - 10 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-10-30 |
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