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Michael Gerard Obrien

Stratos Wealth Partners, Ltd

Garden City, NY

CRD 2416164

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Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-10
OH RA APPROVED 2020-07-24
  • NY RA
    APPROVED
    Since 2021-09-10
  • OH RA
    APPROVED
    Since 2020-07-24

Branch Locations

65 Hilton Avenue, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Somerset NJ 10/2010 11/2016
Lpl Financial, Llc Garden City NY 02/2017 Present
Stratos Wealth Partners, Ltd Garden City NY 01/2017 Present
  • 10/2010 → 11/2016
    Metlife Securities Inc.
    Somerset, NJ
  • 02/2017 → Present
    Lpl Financial, Llc
    Garden City, NY
  • 01/2017 → Present
    Garden City, NY
Other Businesses

1) 01/12/2017 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) -inv rel - at reported business location(s) - start: 01/2017 - 160 hr/mth 2) 01/12/2017 - North Fork Blue, LLC - Business Entity For Tax/Investment Purposes Only - non-inv rel - Garden City, NY - Currently no revenue for this entity - start: 09/2013 - 10 hr/mth. 3) 02/02/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 4) 2/26/2018 - Stratos Wealth Partners, LTD. - DBA: (HYBRID) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/2017 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, LTD., an independent investment advisor firm. I started this business activity in 01/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 7/22/2020 - Cambria Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/21/2020 - 10 Hours Per Month During Securities Trading. 6) 7/29/2020 - Cambria Private Wealth - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/21/2020 - 10 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-10-30
  • S63 Uniform Securities Agent State Law Examination
    2017-10-30
Other Names
  • Michael Gerard Obrien

View on SEC IAPD

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