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Brian Hartl

Thrivent Investment Management Inc.

Sturgeon Bay, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-15
WI RA APPROVED 2020-01-10
  • TX RA
    APPROVED_RES
    Since 2023-06-15
  • WI RA
    APPROVED
    Since 2020-01-10

Branch Locations

160 S Madison Ave, Sturgeon Bay, WI 54235 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Sturgeon Bay WI 06/2016 12/2017
Nicolet National Bank Sturgeon Bay WI 05/2016 12/2018
Nicolet Wealth Management, Llc Sturgeon Bay WI 08/2016 01/2019
Private Client Services Louisville KY 01/2018 01/2019
Unemployed Sturgeon Bay WI 01/2019 12/2019
Thrivent Investment Management Inc Sturgeon Bay WI 01/2020 Present
Thrivent Financial Appleton WI 01/2020 03/2020
Thrivent Financial Appleton WI 03/2020 Present
  • 06/2016 → 12/2017
    Sii Investments, Inc.
    Sturgeon Bay, WI
  • 05/2016 → 12/2018
    Nicolet National Bank
    Sturgeon Bay, WI
  • 08/2016 → 01/2019
    Nicolet Wealth Management, Llc
    Sturgeon Bay, WI
  • 01/2018 → 01/2019
    Private Client Services
    Louisville, KY
  • 01/2019 → 12/2019
    Unemployed
    Sturgeon Bay, WI
  • 01/2020 → Present
    Thrivent Investment Management Inc
    Sturgeon Bay, WI
  • 01/2020 → 03/2020
    Thrivent Financial
    Appleton, WI
  • 03/2020 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2016-08-08 → 2020-01-10
    Nicolet Wealth Management
    Sturgeon Bay, WI
    Green Bay, WI
  • 2016-06-01 → 2017-12-31
    Sii Investments, Inc.
    Sturgeon Bay, WI
  • 2011-10-11 → 2016-06-15
    Lpl Financial Llc
    Waupaca, WI
    Sturgeon Bay, WI
    Ellison Bay, WI
    Sister Bay, WI
  • 2007-07-25 → 2011-10-11
    Uvest Financial Services Group, Inc.
    Egg Harbor, WI
    Ellison Bay, WI
    Sister Bay, WI
    Waupaca, WI
    Brussels, WI
    Fish Creek, WI
    Washington Island, WI
    Sturgeon Bay, WI
    Greenbay, WI
    Charlotte, NC
    Sturgeon Bay, WI
  • 2002-07-30 → 2007-08-15
    Vision Asset Management Inc
    Sturgeon Bay, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-26
S63 Uniform Securities Agent State Law Examination 1993-12-14
  • S65 Uniform Investment Adviser Law Examination
    1999-03-26
  • S63 Uniform Securities Agent State Law Examination
    1993-12-14
Other Names
  • Brian Robert Hartl

View on SEC IAPD

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CARRIE LYNN SCHILZ
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RICHARD JOHN PRICE
WILLIAM JAMES KLETZIEN

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · STURGEON BAY, WI
EDWARD JONES · STURGEON BAY, WI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Sturgeon Bay, WI
EAGLE STRATEGIES LLC · STURGEON BAY, WI
ROBERT W. BAIRD & CO. INCORPORATED · STURGEON BAY, WI
LPL FINANCIAL LLC · STURGEON BAY, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Sturgeon Bay, WI
LPL FINANCIAL LLC · STURGEON BAY, WI

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