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280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2011-07-29 |
Branch Locations
280 S. Mangum Street Suite 550, Durham, NC 27701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Verity Asset Mgmt | Durham | NC | 12/2009 | Present |
| Verity Investments, Inc | Durham | NC | 12/2009 | 11/2025 |
| Verity Financial | Durham | NC | 12/2009 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 11/2025 | Present |
| Capstone Health Mgmt | Durham | NC | 05/2024 | Present |
| Tidewater Financial Group Of Nc, Llc | Durham | NC | 12/2023 | Present |
| Gp Agency, Inc | Durham | NC | 05/2024 | Present |
| Self Employed | Durham | NC | 11/2016 | Present |
| Diamond View Wealth Llc | Durham | NC | 01/2016 | Present |
| Astrologic Inc | Durham | NC | 11/2011 | Present |
1.) CAPSTONE HEALTH MGMT - 5/1/2024 - 1307 Antler Point Drive, Durham, NC 27713 - Sales Agent, Marketing & sales for benefit program to businesses, Not Invt Rel, Benefit provider for groups & businesses, 10 hrs/mo; 10 hrs/mo (during trading hours). 2.) TIDEWATER FINANCIAL GROUP OF NC, LLC - 12/1/2023 - 1307 Antler Point Drive, Durham, NC 27713 - Broker/Sales Agent, Sales of group health insurance plans, Not Invt Rel, Insurance agency, 15 hrs/mo; 10 hrs/mo (during trading hours). 3.) GP AGENCY INC - 5/1/24 - 1307 Antler Point Drive, Durham, NC 27713 - Insurance Agent, Sales of individual and group health insurance products, Not Invt Rel, Insurance agency, 10 hrs/mo; 10 hrs/mo (during trading hours). 4.) SELF EMPLOYED - 11/1/2016 - 1307 Antler Point Drive, Durham, NC 27713 - Contractor/Sales Agent, Sales of health/LTC & DI insurance, Not Invt Rel, Insurance agent business, 8 hrs/mo; 2 hrs/mo (during trading hours). 5.) DIAMOND VIEW WEALTH LLC - 1/1/2016 - 1307 Antler Point Drive, Durham, NC 27713 - Owner/Managing Member, Administrative/payroll, Not Invt Rel, Pass through entity, 20 hrs/mo; 0 hrs/mo (during trading hours). 6.) ASTROLOGIC INC - 11/1/11 - 1307 Antler Point Drive, Durham, NC 27713 - Consultant, Consulting services, Not Invt Rel, Marketing Consultant, 1 hr/mo; 0 hrs/mo (during trading hours). 7.) VERITY FINANCIAL GROUP - 12/1/2009 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Agent, Independent Contractor, Invt Rel, Insurance business, 1 hr/mo; 1 hr/mo (during trading hours). 8.) VERITY ASSET MGMT - 12/1/2009 - 280 S Mangum Street, Suite 550, Durham, NC 27701 - Financial Advisor, Advisory services, Invt Rel, RA business, 40 hrs/mo;40 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-03 |
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