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11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-11-20 |
Branch Locations
150 Easy Shopping Place, Suite B, Elkhart, IN 46516 • United States
11711 N. College Ave Suite 200, Carmel, IN 46032 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hess Financial Services | Elkhart | IN | 06/1991 | 01/2019 |
| H.D. Vest Investment Securities, Inc. | Irving | TX | 06/1997 | 11/2017 |
| Archer Investment Corporation | Indianapolis | IN | 11/2017 | Present |
| Cheryl Schwartz Cpa Pc | Elkhart | IN | 01/2019 | Present |
HESS & SCHWARTZ, LLC~'NIR'~723 BOWER ST~~ELKHART~IN~46514~TAX PREPARATION/ACCOUNTING~TAX PREPARATION/ACCOUNTING~12/2004~172HRS~172HRS~MANAGEMENT, CONSULTING, TAX PREP, AND ACCOUNTING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-28 |
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