Stephen Castanza

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 06/2024
  Securities America, Inc
  Huntington, NY
• 02/2001 → 06/2024
  Securities America Advisors, Inc
  Huntington, NY
• 11/2000 → Present
  Career Brokerage / Feingold & Scott, Ltd
  Garden City, NY
• 11/2006 → Present
  The Annuity Depot
  Melville, NY
• 12/2006 → Present
  Stephen Castanza Insurance
  Huntington, NY
• 11/2000 → Present
  Stephen Castanza
  Huntington, NY
• 06/1996 → Present
  Agent Support Group East
  Great Neck, NY
• 06/1996 → Present
  Career Brokerage
  Garden City, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Huntington, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Huntington, NY

Previous Registrations

• 2021-09-20 → 2024-06-14
  Securities America Advisors, Inc.
  Huntington, NY

Other Businesses

**STEPHEN CASTANZA ASSOCIATES INC POSITION: accountant / owner NATURE: TAX PREPARATION, TAX PREP TAX/ TAX ACCOUNTING, INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 20 START DATE: 01/01/1991 ADDRESS: 49 Sherwood Drive, Huntington NY 11743, United States DESCRIPTION: income tax prep **INSURANCE SALES POSITION: insurance sales NATURE: INSURANCE PRODUCTS--LIFE AGENT, CRUMP LIFE INSURANCE. This is listed twice in CRD, please delete **CRUMP LIFE INSURANCE GA/LIFE INSURANCEINSURANCE PRODUCTS--LIFE AGENT from CRD INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/01/2000 ADDRESS: 49 Sherwood Drive, ste 101, Huntington NY 11743, United States DESCRIPTION: insurance sales **SEC AMER ADVIS POSITION: FINANCIAL ADVISOR NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2001 ADDRESS: 49 Sherwood Drive, Huntington NY 11743, United States DESCRIPTION: CURRENTLY USING A THIRD PARTY MONEY MANAGER (CLS)

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-01-14

Other Names

• Steve Castanza