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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2010-06-29
TX RA APPROVED 2009-01-06
CT RA APPROVED 2007-09-17
  • PA RA
    APPROVED
    Since 2010-06-29
  • TX RA
    APPROVED
    Since 2009-01-06
  • CT RA
    APPROVED
    Since 2007-09-17

Branch Locations

1600 Jfk Blvd, Philadelphia, PA 19103 • United States

300 W State St, Media, PA 19063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 09/2005 Present
Bank Of America, N.A. Philadelphia PA 08/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-15
  • S66 Uniform Combined State Law Examination
    2007-09-15
Other Names
  • Seyoung Kim
  • Se-Young Kim
  • Seyoung Kim

View on SEC IAPD

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