James Arthur Oneill

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 07/2021
  Fifth Third Bank
  Cincinnati, OH
• 08/2021 → 01/2022
  Arthur Lea Investments
  Lawrenceburg, IN
• 12/2022 → Present
  Lpl Financial Llc
  Lawrenceburg, IN
• 01/2022 → 12/2022
  Great Valley
  Berwyn, PA

Previous Registrations

• 2022-01-24 → 2023-01-02
  Great Valley Advisor Group, Llc
  Lawrenceburg, IN
  Berwyn, PA
• 2021-11-15 → 2022-02-08
  Arthur Lea Investments Llc
  Lawrenceburg, IN

Other Businesses

1) 12/01/2022 - Arthur Lea Investments LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-10-18