Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-12-23
MO RA APPROVED 2002-02-27
  • TX RA
    APPROVED
    Since 2008-12-23
  • MO RA
    APPROVED
    Since 2002-02-27

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Clayton MO 10/2001 Present
  • 10/2001 → Present
    Merrill Lynch
    Clayton, MO
Other Businesses

I*1051249 For profit or not for profit: Entity For Profit Name of outside business organization: J Crew Investment related: N Address of business: Chesterfield, Missouri, 63005 Nature of business: ["Corporation"] Position, title, association: ["Employee"], Start date of relationship: 11/11/2022 Number of hours devoted: 20 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , I will be working primarily in the back room processing shipments and stocking the sales floor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-14
S63 Uniform Securities Agent State Law Examination 1994-01-28
  • S66 Uniform Combined State Law Examination
    2002-01-14
  • S63 Uniform Securities Agent State Law Examination
    1994-01-28
Other Names
  • Ann Rauch
  • Ann Marcia Rauch
  • Ann Marcia Rauch

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Frontenac, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor