Michael Keith Kloubec

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-01-14
MN	RA	APPROVED	2013-11-21

TX RA
APPROVED

Since 2021-01-14
MN RA
APPROVED

Since 2013-11-21

Branch Locations

2 Division St East Ste 201, Buffalo, MN 55313-1772 • United States

Buffalo, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Monticello	MN	09/1993	03/2020
Ameriprise Financial Services, Llc	Monticello	MN	03/2020	Present

09/1993 → 03/2020

Ameriprise Financial Services, Inc.

Monticello, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Monticello, MN

Other Businesses

Business Ownership; Michael K Kloubec LLC; Owner; Pay office expenses; 1004 Ridge Haven Circle, , Bufalo, MN, 55313; Not Investment-Related; 02/12/2020; 0 hours per month; 0 during trading hours / Big Picture Buffalo, LLC; Co-owner; Real Estate; 2 Division Street East, , Buffalo, MN, 55313; Not Investment-Related; 01/09/2026; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; Wright County Ducks Unlimited; Committee Chair; no physical address, ,; ; 01/01/2003; 1 to 9 hours per month; .

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-05-16

S63 Uniform Securities Agent State Law Examination

1995-05-16

Designations

Other Names

Mike Kloubec

View on SEC IAPD