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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-12-11 |
Branch Locations
30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States
175 Montrose West Avenue, Akron, OH 44321 • United States
Nw Canton, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Canton | OH | 01/2009 | 08/2018 |
| Td Ameritrade, Inc. | Canton | OH | 02/2018 | 08/2018 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 08/2018 |
| Ubs Financial Services Inc. | Canton | OH | 11/2018 | Present |
Laurie Thompson / 4774 Munson St NW #202 Canton, OH 44718 / United States / Other / Services (Business, Professional, Support) / Notarize documents / Other / Hold Notary Public License / Notarize documents as a courtesy to clients / Start Date 7/8/2019
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-09 |
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