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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-29 |
| OH | RA | APPROVED | 1999-09-18 |
Branch Locations
6060 Rockside Woods Blvd N Ste 141, Independence, OH 44131 • United States
Sagamore Hills, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Independence | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Business Ownership; Collier and McMain LLC; Member; Expense sharing entity only; 6060Rockside Woods Blvd, , Independence, OH, 44131; Not Investment-Related; 02/01/2020; 1 to 9 hours per month; 0 during trading hours. Board of Directors; The University of Akron Economics Department; Advisory Board Member; 259 S Broadway St, , Akron, OH, 44325; Not Investment-Related; 02/26/2021; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-09-22 |
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