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Frederick Harold Funke

LPl Financial LLC

Overland Park, KS

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • KS RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

10740 Nall Ave; Ste 200, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers Lenexa KS 03/1998 07/2021
Waddell & Reed, Inc. Overland Park KS 02/1998 07/2021
Funke Krapf Properties, Llc Camdenton MO 04/2019 07/2021
Lpl Financial Llc Overland Park KS 07/2021 Present
  • 03/1998 → 07/2021
    Various Insurance Carriers
    Lenexa, KS
  • 02/1998 → 07/2021
    Waddell & Reed, Inc.
    Overland Park, KS
  • 04/2019 → 07/2021
    Funke Krapf Properties, Llc
    Camdenton, MO
  • 07/2021 → Present
    Overland Park, KS
Previous Registrations
  • 1998-05-26 → 2021-07-21
    Waddell & Reed
    Lincoln, NE
    Shawnee, KS
    Overland Park, KS
    Kansas City, MO
    Leawood, KS
    Kansas City, MO
    Overland Park, KS
    Shawnee, KS
    Shawnee, KS
    Edmond, OK
    Overland Park, KS
Other Businesses

1) 08/18/2021 - FKC Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 06/2021 2) 08/18/2021 - Funke Krapf Properties, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - Camdenton, MO, - Start: 2019 3) 06/28/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 07/01/2023 - 4 Hours Per Month/ 1 Hour During Securities Trading 4) 07/22/2024 - Funke Krapf Properties, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Camdenton, MO - Start Date 02/01/2024 - 1 Hour Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-21
S63 Uniform Securities Agent State Law Examination 1997-10-31
  • S65 Uniform Investment Adviser Law Examination
    1998-04-21
  • S63 Uniform Securities Agent State Law Examination
    1997-10-31
Other Names
  • Rick H Funke
  • Frederick Funk
  • Rick Funke
  • Rick Harold Funke
  • Rick Funke

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