Stephen Glenn Gulley

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Northwest Yearly Meeting Of Friends Church Foundation
  Newberg, OR
• 11/1996 → Present
  Friendsview Manor
  Newberg, OR
• 12/2003 → 03/2017
  Metropolitan Life Insurance Company
  Lake Oswego, OR
• 12/2003 → 03/2017
  Metlife Securities, Inc.
  Lake Oswego, OR
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Lake Oswego, OR
• 03/2017 → Present
  Mml Investors Services, Llc
  Lake Oswego, OR
• 03/2017 → Present
  George Fox University
  Newberg, OR
• 11/1999 → Present
  Providence Newberg Hospital Foundation
  Newberg, OR
• 03/1995 → 07/2019
  Newberg Friends Cemetery
  Newberg, OR

Previous Registrations

• 2009-03-05 → 2017-03-25
  Msi Financial Services, Inc.
  Lake Oswego, OR
  Lake Oswego, OR

Other Businesses

(1) NAME: STEPHEN G GULLEY INV REL: Y ADD: 5885 MEADOWS RD #850 LAKE OSWEGO OR 97035 NATURE: INDIVIDUAL LIFE/HEALTH, FIXED ANNUITY, DI, LTC POSITION: SALES AND SERVICE START DATE: 7/1/2016 NO HRS/MO: 30 NO HRS/MO DUR TRADING: 30 (2) NAME: FRIENDSVIEW RETIREMENT COMMUNITY INV REL: N ADD: 1301 FUTTON ST, NEWBERG, OR 97132 NATURE: RETIREMENT LIVING FACILITY POSITION: VICE CHAIRMAN OF BOARD START DATE: 07/07/2025 NO HRS/MO: 3 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: MEMBER OF THE FINANCE COMMITTEE AND EXECUTIVE COMMITTEE - REVIEW FINANCIAL REPORTS AS COMMITTEE MEMBER MEET OCCASIONALLY AS NEEDED W/EXECUTIVE COMMITTEE -CHAIR, VICE CHAIR AND ALL CHAIRS OF OTHER COMMITTEES. (3) NAME: PROVIDENCE NEWBERG HEALTH FOUNDATION INV REL: Y ADD: 1001 PROVIDENCE DR., NEWBERG, OR 97132 NATURE: NEWBERG PROVIDENCE FOUNDATION RAISES MONEY FOR ASSISTANCE TO HOSPITAL NEEDS WHEN REQUESTED BY THE HOSPITAL POSITION: BOARD TREASURER START DATE: 07/07/2025 NO HRS/MO: 1 NO/HRS MO DUR TRADING: 1 DESCRIBE DUTIES: MEET QUARTERLY TO REVIEW FINANCIAL REPORTS PROVIDED BY PROVIDENCE HOME OFFICE. CONSIDER DONATIONS TO AREA REQUESTS IN NEWBERG. (4) NAME: NEWBERG FRIENDS CHURCH INV REL: N ADD: 307 S. COLLEGE ST, NEWBERG, OR 97132 NATURE: CHURCH POSITION: TRUSTEE START DATE: 07/07/2025 NO HRS/MO: 4 NO/HRS MO DUR TRADING: 0 DESCRIBE DUTIES: OVERSEE BUILDING AND GROUNDS OPERATIONS RECOMMEND REPAIRS AND MAINTENACE OF BUILDING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-01-13
• S63 Uniform Securities Agent State Law Examination
  1996-07-10

Other Names

• Steve Gulley