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Melissa Riven Mirabile

LPl Financial LLC

Cocoa Beach, FL

CRD 2414660

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-09
NY RA APPROVED 2025-10-08
TX RA APPROVED 2025-10-08
  • FL RA
    APPROVED
    Since 2025-10-09
  • NY RA
    APPROVED
    Since 2025-10-08
  • TX RA
    APPROVED
    Since 2025-10-08

Branch Locations

Cocoa Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Albany NY 06/2013 10/2025
Lpl Financial Llc Cocoa Beach FL 10/2025 Present
Previous Registrations
  • 2014-08-01 → 2025-10-17
    Ubs Financial Services Inc.
    Albany, NY
    Cocoa Beach, FL
  • 2009-06-01 → 2013-07-17
    Morgan Stanley
    Albany, NY
    Albany, NY
  • 2007-08-16 → 2009-06-01
    Morgan Stanley & Co. Llc
    Albany, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-01-03
S65 Uniform Investment Adviser Law Examination 1994-01-03
  • S63 Uniform Securities Agent State Law Examination
    1994-01-03
  • S65 Uniform Investment Adviser Law Examination
    1994-01-03
Other Names
  • Melissa Riven Mirabile
  • Melissa Dawn Riven
  • Melissa Mirabile

View on SEC IAPD

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