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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2006-01-25 |
Branch Locations
3560 Lenox Road Ne Suite 2800, Atlanta, GA 30326 • United States
Roswell, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 05/2015 | Present |
ATLANTA SUP YOGA / 925 HICKORY OAK HOLLOW ROSWELL,GA 30075 / SOLE PROPRIETORSHIP/ SPORT & LEISURE FACILITIES / STANDUP PADDLEBOARD YOGA / SOLE PROPRIETORSHIP / YOGA TEACHER / START DATE 05/01/2012.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-04-14 |
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