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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2010-11-01
IL RA APPROVED 2010-10-22
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2010-11-01
  • IL RA
    APPROVED
    Since 2010-10-22

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Maple Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minnetonka MN 10/2010 Present
City National Bank Minnetonka MN 10/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-23
S63 Uniform Securities Agent State Law Examination 1993-12-27
  • S65 Uniform Investment Adviser Law Examination
    1999-10-23
  • S63 Uniform Securities Agent State Law Examination
    1993-12-27

View on SEC IAPD

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