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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2010-11-01 |
| IL | RA | APPROVED | 2010-10-22 |
Branch Locations
641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States
Maple Grove, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Minnetonka | MN | 10/2010 | Present |
| City National Bank | Minnetonka | MN | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-27 |
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