Best Investors Account Sign in

Douglas Bunn Roberts

Edward Jones

Basking Ridge, NJ

Claim This Profile
Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-09
NJ RA APPROVED 2006-10-03
  • TX RA
    APPROVED
    Since 2019-01-09
  • NJ RA
    APPROVED
    Since 2006-10-03

Branch Locations

66 South Finley Avenue, Basking Ridge, NJ 07920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 11/2003 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-05
S63 Uniform Securities Agent State Law Examination 1993-12-18
  • S65 Uniform Investment Adviser Law Examination
    1997-03-05
  • S63 Uniform Securities Agent State Law Examination
    1993-12-18
Designations

View on SEC IAPD

Other Firms

CW ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
TD PRIVATE CLIENT WEALTH LLC
J.P. MORGAN SECURITIES LLC
MADISON AVENUE SECURITIES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

TORI LIND BENJAMIN
DIANA ROSALIE IANNI
JOSEPH DENNIS MARROCCO
JOSEPH JOHN MACELLARA
SEAN FRANCIS DONOVAN
DAVID EUGENE PASI
Richard Wayne Jarbeck
Duncan N Roberts

Other Offices

CW ADVISORS, LLC · BASKING RIDGE, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BASKING RIDGE, NJ
CETERA INVESTMENT ADVISERS LLC · MILLINGTON, NJ
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BASKING RIDGE, NJ
CETERA INVESTMENT ADVISERS LLC · Liberty Corner, NJ
TD PRIVATE CLIENT WEALTH LLC · Bernardsville, NJ
J.P. MORGAN SECURITIES LLC · Bernardsville, NJ
MADISON AVENUE SECURITIES, LLC · Bernardsville, NJ

More in Basking Ridge, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor