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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-06-19 |
| MN | RA | APPROVED | 2017-02-15 |
Branch Locations
7900 Xerxes Ave S 10Th Fl [Gg-Rbo], Bloomington, MN 55431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2015 | 02/2017 |
| Wells Fargo Clearing Services, Llc | Bloomington | MN | 02/2017 | Present |
TRUSTEE FOR FATHER, INV RELATED, MINNEAPOLIS, MN, START: 11/02/2020, 1 HOUR A MONTH, 0 HOURS DURING TRADING.; CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, EDINA, MN, START: 3/22/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-02-09 |
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