Mitchell Simon Kraus

Employer firm

Capital Intelligence Advisors, Inc. CRD 127023

10 advisory clients

Reported services (Item 5G)

• Financial planning

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Lpl Financial, Llc
  Santa Monica, CA
• 03/2004 → Present
  Capital Intelligence Advisors, Inc.
  Santa Monica, CA

Previous Registrations

• 1999-03-26 → 2003-06-30
  Osaic Wealth, Inc.
  Los Angeles, CA

Other Businesses

(1) 7/8/2003 - NON-VARIABLE INSURANCE - INSURANCE - SANTA MONICA, CA. (2) 7/8/2003 - NON-VARIABLE INSURANCE DBA - CAPITAL INTELLGENCE ASSOCIATES - SANTA MONICA, CA. (3) 3/9/2004 - REGISTERED INVESTMENT ADVISOR - CAPITAL INTELLIGENCE ADVISORS, INC. - SANTA MONICA, CA. (4) 8/1/2006 - REGISTERED INVESTMENT ADVISOR - CAPITAL INTELLIGENCE ADVISORS, INC. - DOING SEMINARS ON FINANCIAL PLANNING AND OTHER RELATED TOPICS TO BUSINESSES AND ASSOCIATIONS. - TIME SPENT 1%. (5). 04/22/2016; 506 Montana Avenue; Real Estate Rental; NOT INV REL; AT REPORTED BUSINESS LOCATION(S); START DATE 07/01/2016; We are in escrow on a new home. I'm looking to rent out my current townhouse. The plan is to not rent to a current client. If that changes, I'll update this request; 4 HRS/MO; 1 HOUR DURING SECS TRADING HOURS. (6) 8/23/2018 - Focus group - Investment Related - Might be online at my office or at a neutral location. P - Other-Research Survey - Start Date:08/15/2018 - 1 Hours Per Month/1 Hours During Trading - Research Surveys.

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-11

Designations

• Certified Financial Planner