Scott Raymond Fox

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2024
  Lincoln Financial Advisors Corporation
  Jericho, NY
• 10/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2021-06-14 → 2024-10-01
  Osaic Fa, Inc.
  Syosset, NY
  Jericho, NY

Other Businesses

1) WALMART, 965 BROADHOLLOW ROAD FARMINGDALE NY, 10/2022, EMPLOYEE, RETAIL, NIR, 65 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-10
• S63 Uniform Securities Agent State Law Examination
  1994-05-06