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Lana Wendland Hillis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-07-31
TX RA APPROVED 2006-10-12
FL RA APPROVED 2005-08-29
  • NC RA
    APPROVED
    Since 2018-07-31
  • TX RA
    APPROVED
    Since 2006-10-12
  • FL RA
    APPROVED
    Since 2005-08-29

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 08/2005 Present
Previous Registrations
  • 2005-03-03 → 2005-08-08
    Morgan Stanley Dw Inc.
    Ftlauderdale, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-01
S65 Uniform Investment Adviser Law Examination 2000-11-02
S63 Uniform Securities Agent State Law Examination 1994-10-28
  • S66 Uniform Combined State Law Examination
    2005-03-01
  • S65 Uniform Investment Adviser Law Examination
    2000-11-02
  • S63 Uniform Securities Agent State Law Examination
    1994-10-28
Other Names
  • Lana Wendland Hillis
  • Lana Carol Wendland

View on SEC IAPD

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