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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-03-21 |
Branch Locations
Charleston, SC • United States
635 Rutledge Ave, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Precision Capital Management | Charleston | SC | 06/2015 | 05/2017 |
| Cfp Group | Charleston | SC | 06/2015 | 06/2023 |
| Massmutual Life Insurance Company | Charleston | SC | 02/2016 | 11/2017 |
| Mml Investors Services | Charleston | SC | 06/2017 | 11/2017 |
| Center Street Securities, Inc. | Nashville | TN | 03/2019 | 09/2023 |
| Center Street Advisors, Inc. | Nashville | TN | 03/2019 | 09/2023 |
| The Prudential Insurance Company Of America | Mount Pleasant | SC | 09/2023 | 01/2026 |
| Pruco Securities, Llc | Mount Pleasant | SC | 09/2023 | 11/2024 |
| Lpl Enterprise, Llc | Mt. Pleasant | SC | 11/2024 | 03/2026 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2026 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2026 | Present |
1) COLLEGE OF CHARLESTON, 66 George St., Charleston SC 29424, 03/2026, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO, 3 HR/MO TRADING 2) ENSEMBLE FINANCIAL STRATEGIES, 15 Bogard St., Charleston SC 29403, 03/2026, Agent, Insurance/Benefits/Human Resources, NIR, 80 HR/MO, 70 HR/MO TRADING 3) ENSEMBLE TAX AND ACCOUNTING, 15 Bogard St., Charleston SC 29464, 03/2026, Agent, Accounting/Bookkeeping/Payroll Services, NIR, 2 HR/MO, 1 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 03/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO: 160 - HR/MO TRADING: 120
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1994-11-03 |
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