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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-21
  • SC RA
    APPROVED
    Since 2026-03-21

Branch Locations

Charleston, SC • United States

635 Rutledge Ave, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Precision Capital Management Charleston SC 06/2015 05/2017
Cfp Group Charleston SC 06/2015 06/2023
Massmutual Life Insurance Company Charleston SC 02/2016 11/2017
Mml Investors Services Charleston SC 06/2017 11/2017
Center Street Securities, Inc. Nashville TN 03/2019 09/2023
Center Street Advisors, Inc. Nashville TN 03/2019 09/2023
The Prudential Insurance Company Of America Mount Pleasant SC 09/2023 01/2026
Pruco Securities, Llc Mount Pleasant SC 09/2023 11/2024
Lpl Enterprise, Llc Mt. Pleasant SC 11/2024 03/2026
Cambridge Investment Research, Inc. Fairfield IA 03/2026 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2026 Present
  • 06/2015 → 05/2017
    Precision Capital Management
    Charleston, SC
  • 06/2015 → 06/2023
    Cfp Group
    Charleston, SC
  • 02/2016 → 11/2017
    Massmutual Life Insurance Company
    Charleston, SC
  • 06/2017 → 11/2017
    Mml Investors Services
    Charleston, SC
  • 03/2019 → 09/2023
    Center Street Securities, Inc.
    Nashville, TN
  • 03/2019 → 09/2023
    Center Street Advisors, Inc.
    Nashville, TN
  • 09/2023 → 01/2026
    The Prudential Insurance Company Of America
    Mount Pleasant, SC
  • 09/2023 → 11/2024
    Mount Pleasant, SC
  • 11/2024 → 03/2026
    Mt. Pleasant, SC
  • 03/2026 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2026 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) COLLEGE OF CHARLESTON, 66 George St., Charleston SC 29424, 03/2026, Board Trustee, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 10 HR/MO, 3 HR/MO TRADING 2) ENSEMBLE FINANCIAL STRATEGIES, 15 Bogard St., Charleston SC 29403, 03/2026, Agent, Insurance/Benefits/Human Resources, NIR, 80 HR/MO, 70 HR/MO TRADING 3) ENSEMBLE TAX AND ACCOUNTING, 15 Bogard St., Charleston SC 29464, 03/2026, Agent, Accounting/Bookkeeping/Payroll Services, NIR, 2 HR/MO, 1 HR/MO TRADING 4) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, 03/2026, Investment Advisor Representative, CIRA Affiliation, INV REL, HR/MO: 160 - HR/MO TRADING: 120

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-12
S63 Uniform Securities Agent State Law Examination 1994-11-03
  • S66 Uniform Combined State Law Examination
    2015-05-12
  • S63 Uniform Securities Agent State Law Examination
    1994-11-03
Other Names
  • Darryl J Fyall

View on SEC IAPD

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