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Eric Hartmann Hansen

LPl Financial LLC

Alpharetta, GA

CRD 3140537

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-06-13
GA RA APPROVED 2013-08-30
  • TX RA
    APPROVED_RES
    Since 2016-06-13
  • GA RA
    APPROVED
    Since 2013-08-30

Branch Locations

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Cumming GA 08/2013 Present
Previous Registrations
  • 2011-01-13 → 2013-08-30
    Financial Telesis Inc
    Alpharetta, GA
    San Rafael, CA
  • 2009-05-26 → 2011-12-23
    Arista Investment Advisors, Llc
    Alpharetta, GA
  • 2009-06-03 → 2011-12-23
    Invest-N-U, Llc
    Alpharetta, GA
  • 2003-04-16 → 2006-09-18
    Citigroup Global Markets Inc.
    Atlanta, GA
    Atlanta, GA
Other Businesses

(1) 08/30/2013 - HARTMAN ASTOR INVESTMENT CONSULTANTS/ DBA ONLY/ 100%/ CUMMING, GA

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-29
S65 Uniform Investment Adviser Law Examination 2007-06-07
  • S63 Uniform Securities Agent State Law Examination
    2011-04-29
  • S65 Uniform Investment Adviser Law Examination
    2007-06-07
Other Names
  • Eric H Hansen

View on SEC IAPD

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