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James Kevin Convery

Mml Investors Services, LLC

Springfield, MA

Simsbury, CT

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2021-05-13
  • CT RA
    APPROVED
    Since 2021-05-13

Branch Locations

1295 State Street, Springfield, MA 01111 • United States

Simsbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Morristown NJ 10/2014 09/2019
E*Trade Capital Management Llc Morristown NJ 10/2014 02/2019
E*Trade Financial Morristown NJ 01/2006 09/2019
Jb Capital, Llc Wethersfield CT 10/2019 03/2021
Massmutual Springfield MA 04/2021 Present
Mml Investors Services, Llc Springfiled MA 05/2021 Present
Johnson Brunetti Llc Wethersfield CT 10/2019 03/2021
  • 10/2014 → 09/2019
    E*Trade Securities Llc
    Morristown, NJ
  • 10/2014 → 02/2019
    E*Trade Capital Management Llc
    Morristown, NJ
  • 01/2006 → 09/2019
    E*Trade Financial
    Morristown, NJ
  • 10/2019 → 03/2021
    Jb Capital, Llc
    Wethersfield, CT
  • 04/2021 → Present
    Massmutual
    Springfield, MA
  • 05/2021 → Present
    Mml Investors Services, Llc
    Springfiled, MA
  • 10/2019 → 03/2021
    Johnson Brunetti Llc
    Wethersfield, CT
Previous Registrations
  • 2019-11-13 → 2021-03-10
    Johnson Brunetti
    Wethersfield, CT
  • 2014-04-09 → 2019-09-23
    Harrisdirect Llc
    Arlington, VA
    Morristown, NJ
    New York, NY
  • 2004-06-01 → 2005-03-16
    Morgan Stanley Dw Inc.
    Paramus, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-02-11
S63 Uniform Securities Agent State Law Examination 1996-01-24
  • S65 Uniform Investment Adviser Law Examination
    2015-02-11
  • S63 Uniform Securities Agent State Law Examination
    1996-01-24
Other Names
  • James K Convery
  • James Kevin Convery

View on SEC IAPD

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Charles M Bonatakis
MARK WILLIAM TEED
RYAN ANDREW BRASSARD
CHARLES M BONATAKIS
JOHN S. BONATAKIS
DIANE LYNN STONE
ANTONIO VENI BASTOS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SPRINGFIELD, MA
MORGAN STANLEY · Springfield, MA
LPL FINANCIAL LLC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA
HEAPHY INVESTMENTS, LLC · Springfield, MA
HEAPHY INVESTMENTS, LLC · SPRINGFIELD, MA

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