Karen Jaber

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 06/2025
  Western International Securities, Inc.
  Pasadena, CA
• 06/2025 → Present
  Lpl Financial Llc
  Campbell, CA

Previous Registrations

• 2015-01-02 → 2025-06-05
  Western International Securities, Inc.
  Santa Rosa, CA
  Mill Valley, CA
  Mill Valley, CA
  Campbell, CA
• 2014-02-14 → 2014-12-31
  Gbs Financial Corp.
  Mill Valley, CA
  Santa Rosa, CA
• 2013-12-23 → 2013-12-31
  Gbs Financial Corp.
  Mill Valley, CA
  Santa Rosa, CA
• 2009-07-02 → 2013-12-13
  Gbs Financial Corp.
  Mill Valey, CA
  Santa Rosa, CA
  Santa Rosa, CA
• 2009-01-21 → 2009-07-22
  Wedbush Securities Inc.
  San Francisco, CA
  San Francisco, CA
  La Jolla, CA

Other Businesses

1- 06/2025 - Successfully Aging - Speaker/ Seminar/ Workshops - Not Investment Related - Home Based - Start Date 01/02/2024 - 10 hours per month/ 0 hours during trading 2- 06/2025 - Karen Jaber - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 02/10/2016 - 1 hour per month/ 1 hour during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-03-02
• S63 Uniform Securities Agent State Law Examination
  1993-11-16

Other Names

• Karen Geryk