Keith S. Greenberg

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2019
  Blackrock Investments, Inc.
  New York, NY
• 07/2019 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Land, SC
• 07/2019 → 05/2022
  Bank Of America, N.A.
  Indian Land, SC
• 04/2019 → 06/2019
  Unemployed
  Frot Mill, SC
• 05/2022 → 07/2024
  J.P. Morgan Securities Llc
  Charlotte, NC
• 05/2022 → 07/2024
  J.P. Morgan Chase Bank, N.A.
  Charlotte, NC
• 08/2021 → Present
  Discoveries Soccer Club/Charlotte Independence Soccer Club
  Fort Mill, SC
• 07/2019 → 03/2022
  Next Step Clubhouse
  Fort Mill, SC
• 08/2024 → Present
  Raymond James & Associates, Inc.
  Fort Mill, SC
• 08/2026 → Present
  Charlotte Soccer Academy
  Pineville, NC

Previous Registrations

• 2022-05-23 → 2024-07-26
  J.P. Morgan Securities Llc
  Charlotte, NC
  Fort Mill, SC
  Jersey City, NJ
  Charlotte, NC
• 2019-07-19 → 2022-05-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
  Indian Land, SC
  Charlotte, NC
  New York, NY
  Indian Land, SC
  Charlotte, NC
• 2006-09-29 → 2019-01-15
  Blackrock Investment Management, Llc
  Plainsboro, NJ
  Princeton, NJ
  Charlotte, NC
  Princeton, NJ
• 2006-06-23 → 2006-09-29
  Merrill Lynch Investment Managers Lp
  Plainsboro, NJ
  Plainsboro, NJ

Exams

• S66 Uniform Combined State Law Examination
  2006-05-02

Designations

• Certified Financial Planner

Other Names

• Keith Scott Greenberg
• Keith Greenberg
• Keith S Greenberg