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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-10-17 |
| TX | RA | APPROVED_RES | 2022-10-17 |
Branch Locations
6060 S American Plaza St E Ste 350, Tulsa, OK 74135 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Southlake | TX | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Southlake | TX | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Tulsa | OK | 10/2022 | Present |
VELA WEALTH MANAGEMENT, LLC, INVT RELATED, TULSA, OK, 25% OWNERSHIP, START DATE 10/14/2022, 160 HRS PER MONTH, 160 HRS DURING TRADING, FINET.; CO-TRUSTEE FOR VELA WEALTH MANAGEMENT 401K, TULSA, OK, START: 2/1/2023, 2 HOURS A MONTH, 0 HOURS DURING TRADING, FINET PRACTICE 401K. 3404MC LLC; INV RELATED; TUSLA, OK; 100% OWNERSHIP; START 01/02/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-22 |
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