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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-05-14 |
| TX | RA | APPROVED | 2018-05-14 |
Branch Locations
2102 E Kimberly Rd, Davenport, IA 52807 • United States
3325 Utica Ridge Rd, Bettendorf, IA 52722 • United States
3646 West Kimberly Rd, Davenport, IA 52807 • United States
1703 11Th Street, Dewitt, IA 52742 • United States
358 17Th Ave, East Moline, IL 61244 • United States
404 W Carl Sandburg Dr, Galesburg, IL 61401 • United States
337 Tenny St, Kewanee, IL 61443 • United States
801 Tech Dr, Milan, IL 61264 • United States
2101 52 Avenue, Moline, IL 61265 • United States
4206 5Th Ave, Rock Island, IL 61201 • United States
685 Avenue Of The Cities, Silvis, IL 61282 • United States
2839 Aaa Court, Bettendorg, IA 52722 • United States
4051 Avenue Of The Cities, Moline, IL 61265 • United States
3990 Merle Hay Road, Des Monies, IA 50310 • United States
2500 River Drive, Moline, IL 61265 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ih Mississippi Valley Credit Union | Daveport | IA | 06/2010 | Present |
| Lpl Financial Llc | Davenport | IA | 05/2018 | Present |
| Broker Dealer Financial Services Corp | Davenport | IA | 04/2013 | 05/2018 |
1. 5/14/2018 - IHMVCU Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/16/2018 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/14/2018 - Equitrust - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 1/1/2013 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5%. 3. 3/17/2020 - Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 02/05/2020 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-12 |
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