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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-11-09 |
Branch Locations
121 Samson Rock Drive #2E, Madison, CT 06443 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker's Central | Montebello | NY | 04/2016 | 08/2017 |
| Wealthvest | Bozeman | MT | 11/2016 | 08/2017 |
| Edward Jones | St. Louis | MO | 09/2017 | 11/2023 |
| Lpl Financial Llc | Madison | CT | 11/2023 | Present |
1) 11/2023 - Gateway Financial Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 11/2023 - Seaview Wealth Advisors LLC / Owner / Business Entity For Tax/Investment Purposes Only / Not Inv, Related / Start date 10/24/2023 - 3) 04/10/2025 - Griffin Distribution Partners - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - 5 Hrs/Mth - 5 Hrs During Trading- Start Date:04/14/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 2004-05-25 |
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