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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-11-16
TX RA APPROVED_RES 2017-11-15
  • FL RA
    APPROVED
    Since 2017-11-16
  • TX RA
    APPROVED_RES
    Since 2017-11-15

Branch Locations

6030 20Th St, Vero Beach, FL 32966 • United States

1108 Se Port St Lucie Blvd, Port St. Lucie, FL 34952 • United States

1110 Roseland Rd, Sebastian, FL 32958 • United States

300 S Verner Rd, Clewiston, FL 33440 • United States

1790 Sw Gatlin Blvd, Port St. Lucie, FL 34953 • United States

1100 Sw Saint Lucie West Blvd Ste 101, Port St Lucie, FL 34986 • United States

1000 Ne Jesnsen Beach Blvd, Jensen Beach, FL 34957 • United States

1901 South Us Hwy 1, Fort Pierce, FL 34950 • United States

2940 Cardinal Dr, Vero Beach, FL 32963 • United States

1206 Us Hwy 1, Vero Beach, FL 32960 • United States

1409 S Parrott Ave, Okeechobee, FL 34974 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Port St Lucie FL 11/2017 Present
Seacoast Bank Port St. Lucie FL 03/2011 Present
Invest Financial Corp Tampa FL 03/2011 11/2017
  • 11/2017 → Present
    Port St Lucie, FL
  • 03/2011 → Present
    Seacoast Bank
    Port St. Lucie, FL
  • 03/2011 → 11/2017
    Invest Financial Corp
    Tampa, FL
Previous Registrations
  • 2011-03-28 → 2017-11-16
    Invest Financial Corporation
    Okeechobee, FL
    Moorehaven, FL
    Lake Placid, FL
    Arcadia, FL
    Wauchula, FL
    Clewiston, FL
    Labelle, FL
    Fort Piece, FL
    Okeechobee, FL
    Stuart, FL
    Port St Lucie, FL
    Port St Lucie, FL
    Port St Lucie, FL
    Port St Lucie, FL
    Port St Lucie, FL
  • 2007-01-18 → 2011-03-22
    Fnb Brokerage Services, Inc.
    Fort Pierce, FL
    Stuart, FL
    Port St. Lucie, FL
  • 2002-10-09 → 2003-12-11
    Uvest Financial Services Group, Inc.
    Fort Pierce, FL
Other Businesses

1)11/15/17- Seacoast Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-28
S63 Uniform Securities Agent State Law Examination 1994-01-06
  • S65 Uniform Investment Adviser Law Examination
    2001-09-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-06
Other Names
  • Ron Baliton
  • Ronald Baliton

View on SEC IAPD

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