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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-08-28 |
Branch Locations
3010 W. Main Street, Suite B, Visalia, CA 93291 • United States
7777 Center Ave., Suite 120, Huntington Beach, CA 92647 • United States
465 E. Fir Ave Suite 105, Fresno, CA 93720-2975 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Visalia | CA | 08/2011 | Present |
1. 09/18/2012: DBA ONLY / THIESEN DUEKER GROUP / VISALIA, CA 2. 09/18/2012: DBA ONLY / THIESEN DUEKER /VISALIA, CA 3. 09/18/2012: DBA ONLY / THIESEN DUEKER FINANCIAL CONSULTING GROUP / VISALIA, CA 4. 03/15/2022 - Guided Wealth Advisors - Investment Related - 7777 Center Ave #120 Huntington Beach, CA 92647 - DBA for LPL Business (entity for LPL business) - Start Date - 03/14/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 5. 03/24/2022 - Guided Wealth - Investment Related - 7777 Center Ave, #120 Huntington Beach, CA 92647 - DBA for LPL Business (entity for LPL business) - Start Date - 03/14/2022 - 0 Hours Per Month/0 Hours During Securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-08-27 |
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