Christopher S Weng

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-05-30

CA RA
APPROVED

Since 2019-05-30

Branch Locations

333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States

Tracy, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	San Jose	CA	05/2008	05/2019
Raymond James & Associates	San Jose	CA	05/2019	Present
Tamad Aviation Llc	Morgan Hill	CA	05/2019	Present

05/2008 → 05/2019

Ubs Financial Services Inc

San Jose, CA
05/2019 → Present

Raymond James & Associates

San Jose, CA
05/2019 → Present

Tamad Aviation Llc

Morgan Hill, CA

Previous Registrations

2008-05-09 → 2019-06-11

Ubs Financial Services Inc.

Carmel, CA

Weehawken, NJ

San Jose, CA

Carmel, CA

Carmel, CA
2007-04-02 → 2008-05-12

Morgan Stanley & Co. Llc

Oakland, CA
2005-05-23 → 2007-04-02

Morgan Stanley Dw Inc.

Oakland, CA

Las Vegas, NV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-01-28
S63	Uniform Securities Agent State Law Examination	1995-04-25

S65 Uniform Investment Adviser Law Examination

2005-01-28
S63 Uniform Securities Agent State Law Examination

1995-04-25

Other Names

Christopher Sean Weng

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews