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14800 St Mary'S Ln Ste 245, Houston, TX 77079-2943 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-28 |
| TX | RA | APPROVED | 2019-09-20 |
Branch Locations
14800 St Mary'S Ln Ste 245, Houston, TX 77079-2943 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Parker Financial Advisors | Houston | TX | 06/2008 | 11/2019 |
| Parker Financial Advisors Llc | Houston | TX | 08/2019 | Present |
Joe Klingen dba Stringin' Klingen; the business is not investment-related; the nature of the business is tennis racquet stringing; Mr. Klingen is the owner of the firm; business began in October 2020; Mr. Klingen spends less the 1% of his time on this business; none of that time is during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-29 |
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