Jason Anthony Galardy

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-28
CA	RA	APPROVED	2019-10-07

TX RA
APPROVED

Since 2024-03-28
CA RA
APPROVED

Since 2019-10-07

Branch Locations

4160 Temescal Canyon Rd. Ste. 401, Corona, CA 92883 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fsc Securities Corporation	Aliso Viejo	CA	01/2014	10/2019
Cambridge Investment Research, Inc.	Fairfield	IA	10/2019	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	10/2019	Present

01/2014 → 10/2019

Fsc Securities Corporation

Aliso Viejo, CA
10/2019 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
10/2019 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2014-01-30 → 2019-10-10

Fsc Securities Corporation

Atlanta, GA

Aliso Viejo, CA
2009-04-13 → 2014-02-03

National Planning Corporation

Irvine, CA
2006-07-28 → 2008-11-24

Goldman Sachs Wealth Services, L.P.

Irvine, CA

Other Businesses

1. NETTWORTH FINANCIAL GROUP, 4160 Temescal Canyon Rd, Ste 401, Corona CA 92883, 10/2019, Marketing Name, DBA Name, INV REL, 10 HR/MO, 5 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-24

S66 Uniform Combined State Law Examination

2006-07-24

View on SEC IAPD