Stephen Barnett Shipley

Current Employers

Employment History

• 01/2016 → 03/2023
  Commonwealth Financial Network
  San Diego, CA
• 03/2023 → Present
  Cottonwood Capital
  Irving, TX
• 04/2026 → Present
  Alongside, Llc Dba Cottonwood Capital
  Irving, TX

Previous Registrations

• 2016-01-14 → 2023-04-03
  Commonwealth Financial Network
  San Diego, CA
  Irving, TX
• 2013-03-28 → 2016-01-14
  Prospera Financial Services, Inc.
  Dallas, TX
  Irving, TX
• 2009-06-01 → 2013-04-12
  Morgan Stanley
  Arlington, TX
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Arlington, TX
• 1993-11-23 → 2007-04-02
  Morgan Stanley Dw Inc.
  Arlington, TX
  Arlington, TX

Other Businesses

COTTONWOOD CAPITAL ADVISORS / Investment Related - Yes / 105 Decker Ct., Suite 730, Irving, TX 75062 / Nature: Serving as managing member and principal of related special purpose vehicles/private funds (each, an "SPV Fund"). Title and Relationship include Managing Member, General Partner, and Investment Adviser Representative with responsibilities such as sourcing opportunities, conducting due diligence, negotiating and monitoring investments, investor communications, and fund administration oversight. The SPV Funds will invest in oil & gas interests, real estate investments, and asset-back lending funds. Start Date: 09/01/2023, Hours devoted during business hours: 5 / hours devoted outside business hours: 5

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-03
• S63 Uniform Securities Agent State Law Examination
  1993-11-19