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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-26 |
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
790 N Water St Lobby, Milwaukee, WI 53202 • United States
177 E. Silver Spring Dr, Whitefish Bay, WI 53217 • United States
Milwaukee, WI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&I Financial Advisors | Milwaukee | WI | 09/2008 | Present |
| M & I Insurance Services | Milwaukee | WI | 09/2008 | Present |
| M & I Trust | Milwaukee | WI | 09/2008 | Present |
| Bmo Harris Bank | Milwaukee | WI | 07/2011 | Present |
| Bmo Harris Financial Advisors, Inc. | Whitefish Bay | WI | 08/2012 | Present |
| Lpl Financial Llc | Whitefish Bay | WI | 03/2021 | Present |
1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - WHITEFISH BAY, WI
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-05 |
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