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John Bernard Flaxel

Sapient Private Wealth Management, LLC

Eugene, OR

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Current Employers
Sapient Private Wealth Management, Llc

101 East Broadway Suite 480, Eugene, OR 97401 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-11-28
  • OR RA
    APPROVED
    Since 2011-11-28

Branch Locations

101 East Broadway Suite 480, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sapient Private Wealth Management, Llc Eugene OR 09/2011 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-18
S63 Uniform Securities Agent State Law Examination 2003-07-29
  • S66 Uniform Combined State Law Examination
    2007-05-18
  • S63 Uniform Securities Agent State Law Examination
    2003-07-29

View on SEC IAPD

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ROEHL & YI INVESTMENT ADVISORS, LLC · EUGENE, OR
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UBS FINANCIAL SERVICES INC. · EUGENE, OR
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EDWARD JONES · EUGENE, OR
CETERA INVESTMENT ADVISERS LLC · EUGENE, OR
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