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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-15
NH RA APPROVED 2011-12-05
  • TX RA
    APPROVED_RES
    Since 2017-09-15
  • NH RA
    APPROVED
    Since 2011-12-05

Branch Locations

369 South Willow St., Manchester, NH 03103 • United States

19 Premium Outlets Blvd, Merrimack, NH 03054 • United States

379 Amherst St, Nashua, NH 03063 • United States

8 Flagstone Drive Unit A., Hudson, NH 03051 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Nashua NH 12/2011 Present
First Technology Federal Credit Union Nashua NH 12/2011 Present
  • 12/2011 → Present
    Nashua, NH
  • 12/2011 → Present
    First Technology Federal Credit Union
    Nashua, NH
Previous Registrations
  • 2008-09-10 → 2011-12-05
    St Louis, MO
    Windham, NH
Other Businesses

1) 6/12/2018 - Digital Federal Credit Union - DBA: Digital Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:06/25/2018 - 160 Hour(s) Per Month/130 Hour(s) During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
S63 Uniform Securities Agent State Law Examination 1993-11-17
  • S66 Uniform Combined State Law Examination
    2008-08-28
  • S63 Uniform Securities Agent State Law Examination
    1993-11-17
Other Names
  • Dan Mccarthy

View on SEC IAPD

Other Firms

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Other Offices

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