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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Fort Worth | TX | 01/2015 | 12/2022 |
| Charles Schwab And Co., Inc. | Westlake | TX | 12/2022 | Present |
| Charles Schwab Bank, Ssb | Westlake | TX | 12/2022 | Present |
Name of Outside Business:First Choice Insurance; Investment Related:Yes; Address of Outside Business:Fort Worth, TX; Nature of Outside Business:Insurance; Position:Residuals; Start Date:1/1/2010; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Residual compensation from insurance referralsName of Outside Business:First Down Insurance; Investment Related:Yes; Address of Outside Business:Dallas, TX; Nature of Outside Business:Insurance; Position:Residuals; Start Date:1/1/2010; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Continue to receive compensation from health insurance referrals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-06 |
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