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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
  • TX RA
    APPROVED
    Since 2022-01-26

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade, Inc. Fort Worth TX 01/2015 12/2022
Charles Schwab And Co., Inc. Westlake TX 12/2022 Present
Charles Schwab Bank, Ssb Westlake TX 12/2022 Present
  • 01/2015 → 12/2022
    Td Ameritrade, Inc.
    Fort Worth, TX
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Westlake, TX
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Westlake, TX
Previous Registrations
  • 2015-01-13 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2015-01-13 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
  • 1995-11-10 → 2015-01-06
    Ft Worth, TX
    Fort Worth, TX
    Irving, TX
Other Businesses

Name of Outside Business:First Choice Insurance; Investment Related:Yes; Address of Outside Business:Fort Worth, TX; Nature of Outside Business:Insurance; Position:Residuals; Start Date:1/1/2010; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Residual compensation from insurance referralsName of Outside Business:First Down Insurance; Investment Related:Yes; Address of Outside Business:Dallas, TX; Nature of Outside Business:Insurance; Position:Residuals; Start Date:1/1/2010; Hours per month: 0-10; Hours per month during securities trading hours: No; Description of Duties: Continue to receive compensation from health insurance referrals

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-16
S63 Uniform Securities Agent State Law Examination 1995-10-06
  • S65 Uniform Investment Adviser Law Examination
    1997-10-16
  • S63 Uniform Securities Agent State Law Examination
    1995-10-06
Other Names
  • Michele Powell Edwards
  • Michele Powell
  • Michele Lyne Edwards

View on SEC IAPD

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