Joseph Gerard Geis

Current Employers

Employment History

• 08/2015 → 12/2017
  Lpl Financial
  Montebello, NY
• 07/2015 → 12/2017
  Sterling National Bank
  Montebello, NY
• 01/2018 → 03/2018
  Financial Resource Group
  Fort Mills, SC
• 04/2018 → 05/2018
  Unemployed
  Yorktown Heights, NY
• 06/2018 → Present
  Lpl Financial Llc
  Albany, NY
• 06/2018 → Present
  Pioneer Bank
  Albany, NY

Previous Registrations

• 2015-11-17 → 2018-01-24
  Lpl Financial Llc
  New City, NY
  Haverstraw, NY
  Congers, NY
  Forest Hills, NY
  Bronx, NY
  Bronx, NY
  New City, NY
  Bronx, NY
  Mt. Vernon, NY
  New Rochelle, NY
  Mamaroneck, NY
  Bronx, NY
  Port Chester, NY
  Montebello, NY
  Melville, NY
• 2012-05-21 → 2014-12-22
  Lpl Financial Llc
  Schenectady, NY
  Delmar, NY
  Poughkeepsie, NY
  Albany, NY
  Voorheesville, NY
  Albany, NY
  Rotterdam, NY
  East Haven, CT
  East Haven, CT
  West Haven, CT
  West Haven, CT
  Milford, CT
  Voorheesville, NY
  Nyack, NY
  Fairfield, CT
  Monroe, CT
  Ridgefield, CT
  Lockport, NY
  Evans Mill, NY
  Fairfield, CT
  Malone, NY
  Potsdam, NY
  Saranac Lake, NY
  Massena, NY
  Nyack, NY
  Vails Gate, NY
  Saratoga, NY
  Clifton Park, NY
  Ballston, NY
  Wilton, NY
  Ballston Spa, NY
  Schenectady, NY
  Clifton Park, NY
  Queensbury, NY
  Hudson, NY
  Catskill, NY
  Catskill, NY
  Catskill, NY
  Hudson, NY
  Hudson, NY
  Nassau, NY
  North Greenbush, NY
  East Greenbush, NY
  Troy, NY
  New Windsor, NY
  Colonie, NY
  Watervliet, NY
  Loudonville, NY
  Cohoes, NY
  Latham, NY
  Albany, NY
  New City, NY
  Liberty, NY
  Nanuet, NY
• 2007-12-12 → 2012-05-15
  Hsbc Securities (Usa) Inc.
  New Rochelle, NY
  White Plains, NY
  Mamaroneck, NY
  Yonkers, NY
  Pelham, NY
  Vails Gate, NY
  Hyde Park, NY
  Poughkeepsie, NY
  Highland Falls, NY
  Pleasant Valley, NY
  Hopewell Junction, NY
  Liberty, NY
  Wappingers Falls, NY
  Nyack, NY
  Pearl River, NY
  Blauvelt, NY
  Tappan, NY
  Bardonia, NY
  Spring Valley, NY
  Suffern, NY
  Stony Point, NY
  Troy, NY
  Troy, NY
  Latham, NY
  Cohoes, NY
  Schenectady, NY
  Catskill, NY
  Troy, NY
  Albany, NY
  Albany, NY
  Albany, NY
  Clifton Park, NY
  Saratoga Springs, NY
  Troy, NY
  Plattsburgh, NY
  Delmar, NY
  Nanuet, NY
  Middletown, NY
  New City, NY
  Kingston, NY
  Newburgh, NY
  Middletown, NY
  Mount Kisco, NY
  Bedford Hills, NY
  Baldwin Place, NY
  Brewster, NY
  Ossining, NY
  Yorktown Heights, NY
  Shelton, CT
  Fairfield, CT
  Fairfield, CT
  Ridgefield, CT
  Monroe, CT
  Wilton, CT
  Adams, NY
  Rome, NY
  Carthage, NY
  Barneveld, NY
  Lowville, NY
  Alexandria Bay, NY
  Watertown, NY
  Evans Mills, NY
  Manlius, NY
  Massena, NY
  Utica, NY
  Malone, NY
  New Hartford, NY
  Dewitt, NY
  Postdam, NY
  Whitesboro, NY
  Watertown, NY
  Oswego, NY
  Saranac Lake, NY
  Fulton, NY
  Pelham, NY

Other Businesses

1) 6/5/18- PIONEER WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business) - Inv. Related - At reported business location(s) 2) 6/3/2021 - Not Investment Related - Peekskill, NY -Other-Business Owner - Start Date: 5/7/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Small family business to sell products on the internet. 3) 09/27/2021 - Anchor Agency - Investment Related - Financial Institution Duty - At Reported Business Location(s) - Start Date:07/23/2021 - 2 Hrs/Mth - 1 Hrs During Trading. 4) 01/14/2025- AIB- Non-Variable Insurance- INV Related - At Reported Business Location(s) - Start date 01/13/2025- 8 Hours Per Month- 8 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2007-12-11
• S63 Uniform Securities Agent State Law Examination
  1998-01-27

Other Names

• Joseph Gerard Geis
• Joseph Gerard Geis