Anthony David Friend

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → 02/2024
  Raymond James Financial Services
  Henderson, NV
• 08/2010 → 02/2024
  Raymond James Financial Services Advisors
  Henderson, NV
• 12/2013 → Present
  Tony Friend Capital Management Llc
  Henderson, NV
• 02/2024 → Present
  Lpl Financial Llc
  Henderson, NV

Previous Registrations

• 2010-09-02 → 2024-02-08
  Raymond James Financial Services Advisors, Inc
  Henderson, NV
• 2010-03-04 → 2010-08-23
  Wells Fargo Clearing Services, Llc
  Henderson, NV
  Las Vegas, NV
• 2000-08-24 → 2005-08-29
  Morgan Stanley Dw Inc.
  Henderson, NV

Other Businesses

1. 11/2023 - Tony Friend Capital Management LLC - Business Entity For Tax/Investment Purposes Only - Non-inv. Related - Henderson, NV - Owner - Start Date 12/02/2013 - 0hrs/month - 0% time spent 2. 12/31/2024 - SWiFT Financial Management LLC - Investmest Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 01/08/2024 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-02-26
• S65 Uniform Investment Adviser Law Examination
  2005-03-09
• S63 Uniform Securities Agent State Law Examination
  1993-12-17

Other Names

• Tony Friend
• Tony David Friend