Stephen John Sloan

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1993 → Present
  S&S Properties
  Kalispell, MT
• 10/1993 → Present
  Linsco/Private Ledger Corp.
  Whitefish, MT
• 09/1996 → Present
  Wayne Buchannan
  Whitefish, MT
• 07/2016 → 06/2024
  Securities America, Inc.
  Kalispell, MT
• 07/2016 → 06/2024
  Securities America Advisors
  Kalispell, MT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Kalispell, MT

Previous Registrations

• 2016-08-08 → 2024-06-14
  Securities America Advisors, Inc.
  Kalispell, MT
• 1995-02-08 → 2016-08-19
  Lpl Financial Llc
  Kalispell, MT

Other Businesses

1. STEVE SLOAN FINANCIAL SERVICES POSITION: owner of this advisory service NATURE: securities America advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 50 START DATE: 08/16/2016 ADDRESS: 323 buckboard lane, Kalispell MT 59901, United States DESCRIPTION: advise clients on investment portfolios offered through Securities America Advisors 2. STEVE SLOAN FINANCIAL POSITION: Sales person NATURE: sale Of annuities term life insurance indexed annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 10/05/1993 ADDRESS: 323 buckboard lane, Kalispell MT 59901, United States DESCRIPTION: Sale of term life insurance indexed annuities

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-05
• S63 Uniform Securities Agent State Law Examination
  1993-10-27