Charles J Wagner

Current Employers

Employment History

• 09/1999 → Present
  Cambridge Investment Research
  Fairfield, IA
• 07/2010 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2003-12-16 → 2010-09-22
  Westwind Capital
  Las Cruces, NM

Other Businesses

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)BOARD OF SERTOMA CLUB OF LAS CRUCES AS THE PRESIDENT SINCE 12/1993, NON-INVESTMENT RELATED, 5 HOURS/MONTH NO TRADING HOURS. 3)AGENT FOR SPENCE ASSET MGMT,2455 E.MISSOURI AVE.STE A, LAS CRUCES, NM 88001;START DATE:6/1/94;DEVOTING 2HRS/YEARLY WITH 2 HRS/YEARLY DURING TRADING HOURS. 4)WAGNER FINANCIAL SERVICES, LLC 2455 MISSOURI AVE., STE A, LAS CRUCES, NM 88001 BEGAN 6/1/10 AS OWNER. PROVIDE TAX PREPARATION & PERSONAL FINANCIAL AND CREDIT COUNSELING TO ACTIVE AND RETIRED US MILITARY PERSONNEL. CONDUCT CREDIT COUNSELING AND DEBT MANAGEMENT CLASSES FOR PERSONS CONTEMPLATING OR FILING FOR BANKRUPTCY. NOT INVESTMENT RELATED. DEVOTES 16 HRS/MNTH AND NONE DURING TRADING HRS. 5)CLC Incorporated, 3001 Lava Ridge Court, Ste 250, Roseville, CA 95661. 9/20/2017. Speaker on various financial mangemenent topics. Not investment related, 3/yearly, 1/trading 6)WAGNER FINANCIAL SERVICES LLC, 2455 MISSOURI AVE STE A, LAS CRUCES, NM, 04/2010. FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-10/WK-2/TRADING. 7)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/08/2010

Exams

• S63 Uniform Securities Agent State Law Examination
  1993-11-02

Designations

Other Names

• Charlie Wagner
• Chuck Wagner