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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-03-01
  • NH RA
    APPROVED
    Since 2022-03-01

Branch Locations

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Manchester, NH • United States

Manchester, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gateway Financial Services Lpl Glastonbury NH 07/2019 02/2022
Hilltop Securities Independent Network Dallas TX 05/2013 07/2019
Scott Christensen Manchester NH 02/2022 Present
Northwestern Mutual Investment Services Llc Manchester NH 02/2022 Present
  • 07/2019 → 02/2022
    Gateway Financial Services Lpl
    Glastonbury, NH
  • 05/2013 → 07/2019
    Hilltop Securities Independent Network
    Dallas, TX
  • 02/2022 → Present
    Scott Christensen
    Manchester, NH
  • 02/2022 → Present
    Manchester, NH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-30
S65 Uniform Investment Adviser Law Examination 1994-12-09
S63 Uniform Securities Agent State Law Examination 1994-10-11
  • S66 Uniform Combined State Law Examination
    2010-08-30
  • S65 Uniform Investment Adviser Law Examination
    1994-12-09
  • S63 Uniform Securities Agent State Law Examination
    1994-10-11
Other Names
  • Kristy Kron
  • Kristy K Ward
  • Kristy Lynn Kron
  • Kristy L Kron
  • Kristy Heinzelman
  • Kristy K Heinzelman
  • Kristy K Warmerdam

View on SEC IAPD

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