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Timothy Michael Smith

Continuum Wealth Advisors, LLC

Saratoga Springs, NY

Venice, FL

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Current Employers
Continuum Wealth Advisors, Llc

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APP_PEND_IARCE 2026-01-01
NY RA APPROVED 2021-07-29
TX RA APPROVED_RES 2018-02-24
  • FL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • NY RA
    APPROVED
    Since 2021-07-29
  • TX RA
    APPROVED_RES
    Since 2018-02-24

Branch Locations

18 Division St. Suite 207B, Saratoga Springs, NY 12866 • United States

Venice, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Continuum Wealth Advisors, Llc. Saratoga Springs NY 01/2010 Present
Continuum Tax Advisors, Llc Saratoga Springs NY 10/2015 03/2022
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CONTINUUM TAX ADVISORS: NON-INVESTMENT RELATED; SAME ADDRESS AS ABOVE; OWNER; 2/2025; 4 HOURS PER MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-01
S63 Uniform Securities Agent State Law Examination 2000-01-27
  • S66 Uniform Combined State Law Examination
    2011-03-01
  • S63 Uniform Securities Agent State Law Examination
    2000-01-27
Other Names
  • Timothy M Smith
  • Tim M Smith

View on SEC IAPD

Other Firms

SARATOGA INVESTMENT SOLUTIONS INC.
COMMONWEALTH FINANCIAL NETWORK
JANNEY MONTGOMERY SCOTT LLC
STERLING MANOR FINANCIAL, LLC
NYE STREET PARTNERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

CYNTHIA ELIZABETH ZALEWSKY
BONNIE MARIE BOYCE
JEFFREY CHARLES VAHANIAN
CAMERON VICTORIA CORSI
Cory Matthew Larmour
ALAN JAY BOGATCH
JESSICA SUZANNE NILES
STEPHEN EDWARD KRAKOWER

Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SARATOGA SPRINGS, NY

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