Cynthia Rozann Manning-Brown

Employer firm

Level Four Advisory Services CRD 134086

$6.54B regulatory AUM 98 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Level Four Advisory Services, Llc
  Dallas, TX
• 11/2012 → 08/2019
  Lpl Financial Llc
  Plano, TX

Other Businesses

1. 10/29/2012: LEVEL FOUR INSURANCE SERVICES, LLC - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPES: LIFE, ANNUITIES, LONG-TERM CARE, DISABILITY 2. 10/29/2012: MANNING & ASSOCIATES - INV REL - CPA AFFILIATE PROGRAM - 85% OF TIME SPENT - PRESIDENT. ACCOUNTING AND TAX PREPARATION 3. 04/24/2013: MANNING & ASSOCIATES, PC - TAX POA VIA 2848 - 20% OF TIME SPENT - ACT AS TAX PROFESSIONAL & LIMITIED POA FOR TAX PURPOSES VIA FORM 2848

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-06-19
• S63 Uniform Securities Agent State Law Examination
  1994-01-07

Other Names

• Cynthia Rozann Manning
• Cynthia Rozann Manning
• Cynthia Manning Brown
• Cynthia Rozann Manning
• Cindy Brown
• Cindy Manning
• Cynthia Rozann Brown