Amy Lynn Pongratz

Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2017
  Rbc Capital Markets, Llc
  Phoenix, AZ
• 04/2017 → 10/2025
  Raymond James Financial Services, Inc.
  Carefree, AZ
• 05/2017 → 10/2025
  Raymond James Financial Services Advisors Inc.
  Carefree, AZ
• 09/2023 → 10/2025
  Capital Wealth Partners
  Carefree, AZ
• 02/2023 → 10/2025
  Sunstone Wealth Management
  Carefree, AZ
• 10/2025 → Present
  Robert W. Baird & Co. Incorporated
  Scottsdale, AZ

Previous Registrations

• 2017-05-08 → 2025-10-29
  Raymond James Financial Services Advisors, Inc
  Carefree, AZ
• 2017-02-10 → 2017-04-25
  Rbc Capital Markets, Llc
  Phoenix, AZ
• 2011-05-05 → 2016-06-03
  Wells Fargo Clearing Services, Llc
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-03-04
• S63 Uniform Securities Agent State Law Examination
  1994-10-12

Other Names

• Amy Lynn Baumgartner
• Amy L B Klein
• Amy Lynn Klein